Regulatory Reporting (Broker-Dealer) (Finance)

Seeking a Regulatory Reporting professional. Responsibilities include:

• Preparation of daily 15c3-1 daily net capital computation for US Broker Dealer.
• Weekly and month end preparation of the 15c3-3 customer reserve calculation.
• Compute moment-to-moment capital charges on underwriting deals and track confirmed sales on underwriting deals.
• Prepare the monthly and quarterly reports for regulated entities.
• Run and manage Axiom software for regulatory haircuts and charges.
• Reconcile trade details to general ledger to ensure adequacy of accounting records.
• Coordination with multiple groups across the organization to confirm financial data and static data for regulatory reports.
• Maintenance/update procedure documentation related to new regulatory requirements to ensure firm's compliance.

Qualifications:

• Regulatory or Accounting experience in the financial industry
• Bachelor's degree in accounting or finance
• Microsoft Excel proficient
• Ad hoc projects
• Series 27 must be obtained.

The expected base salary ranges from $155,000 - $165,000. Salary offers are based on a wide range of factors including relevant skills, training, experience, education, and, where applicable, certifications and licenses obtained. Market and organizational factors are also considered. In addition to salary and a generous employee benefits package, successful candidates are eligible to receive a discretionary bonus.